February 10, 2016

February 5, 2016

The SEC filed charges against Dennis Wayne Hamilton, an executive at Connecticut-based electronics company Harman International Industries, alleging that he made more than $130,000 in illegal profits by trading on nonpublic information he learned on the job in advance of Harman’s release of its fiscal year 2014 first quarter earnings.  In a parallel action, the U.S. Attorney’s Office for the District of Connecticut filed criminal charges against Hamilton.  SEC

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