August 1, 2016

June 16, 2016

Private fund administrator Apex Fund Services (US) Inc. will pay more than $350,000 to settle charges it failed to heed red flags and correct faulty accounting by two clients. SEC investigations found that Apex missed or ignored clear indications of fraud while contracted to keep records and prepare financial statements and investor account statements for funds managed by ClearPath Wealth Management and EquityStar Capital Management, both of which have since been charged with fraud by the SEC.  SEC

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