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Anonymity

This archive displays posts tagged as relevant to whistleblower anonymity. You may also be interested in our pages:

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January 22, 2020

The SEC announced a reward of $45,000 to a harmed investor-turned-whistleblower who provided significant information that helped the SEC shut down a fraudulent scheme targeting retail investors, and enabled the SEC to recover assets to return to victims.  SEC

Tagged in: Anonymity, Securities Fraud, Whistleblower Rewards,

December 19, 2019

The CFTC will pay a $1 million award to an anonymous whistleblower.  The CFTC stated that the whistleblower first provided the information through their employer's internal compliance program to another regulator, and subsequently provided the information directly to the CFTC.  Furthermore, the CFTC stated that the whistleblower was eligible for the award even though they did not identify the exact wrongdoing ultimately charged by the CFTC, because the whistleblower's information led the CFTC directly to evidence in support of the CFTC's claims.  CFTC

Tagged in: Anonymity, CFTC Whistleblower Reward Program, Fraud in CFTC-Regulated Markets, Whistleblower Case, Whistleblower Evidence, Whistleblower Rewards,

Laws Protect Ukraine Whistleblower’s Anonymity: Attorneys Eric Havian, Mike Ronickher, and Max Voldman write for USA Today

Posted  12/5/19
man shadow suit
Multiple laws protect the Ukraine whistleblower’s right to anonymity and lawmakers well know it despite their contrary assertions, write Constantine Cannon partners Eric Havian and Mike Ronickher, and attorney Max Voldman in an Opinion piece published in USA Today.  Protections against retaliation for the Ukraine whistleblower are found in a number of statutes, including the Intelligence Community Whistleblower...

Tagged in: Anonymity, CC Lawyers, Importance of Whistleblowers, Retaliation,

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New York Poised to Become One of Most Whistleblower-Friendly Places

Posted  10/17/19
Child Looking Through Telescope of New York Building
As anonymous whistleblowers make national headlines daily, so do the attacks on their integrity and calls to reveal their identity. In order to combat the chilling effect on the courageous individuals who report fraud or misconduct, New Yorkers—both at the state and city level—are doubling down on whistleblower protections and encouraging observers of corruption to come forward. Lat week, New York Attorney...

Tagged in: Anonymity, FCA State, Government Programs Fraud, Importance of Whistleblowers, Retaliation, Whistleblower Protection Laws,

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Ted Siedle is the rare SEC whistleblower who allows us to put a face to the name.

Posted  05/24/19
Ted Siedle Whistleblower Headshot
After two years of waiting, the recipient of what was the largest whistleblower award to date under the SEC Whistleblower Program when it was first announced in 2017, was finally paid by the SEC. This week, he received his share of a $50 million reward to two whistleblowers for exposing conflicts of interest at JP Morgan that led to a $267 million fine by the SEC. Last year, the whistleblower also received $30 million...

Tagged in: Anonymity, CFTC Whistleblower Reward Program, Importance of Whistleblowers, SEC Whistleblower Reward Program, Whistleblower Rewards,

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March 26, 2019

The SEC made two whistleblower awards to anonymous whistleblowers in an undisclosed enforcement actions based on information provided by the whistleblowers that assisted the agency.  One whistleblower received an award of $37 million and the other received an award of $13 million. No further details were provided by the SEC, which protects the confidentiality of whistleblowers and does not disclose information that could reveal a whistleblower’s identity.  SEC

Tagged in: Anonymity, SEC Whistleblower Reward Program, Whistleblower Case, Whistleblower Rewards,

Constantine Cannon Partner Mary Inman Comments on Importance of Anonymity for Whistleblowers to Government Accountability Project

Posted  02/15/19
London partner Mary Inman was recently quoted in DC-based Government Accountability Project (GAP)’s blog post about effective whistleblower protection in emerging international laws. Among other priorities, the long-standing Government Accountability Project brings attention to important whistleblower issues, corporate and financial accountability, and international whistleblower rights – issues that are...

Tagged in: Anonymity, CC Lawyers, FCA Federal, Financial and Investment Fraud, Importance of Whistleblowers, International Whistleblowers,

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December 18, 2018

The New York Department of Financial Services has imposed a $15 million fine on Barclays Bank PLC based on efforts by the bank and its CEO, Jess Staley, to identify an anonymous whistleblower within the organization, in contravention of the bank's whistleblower policies.  NY

Tagged in: Anonymity, Financial Institution Fraud, Retaliation,

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