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December 20, 2021

Posted  December 20, 2021

Private equity fund adviser Global Infrastructure Management, LLC will pay a $4.5 million civil penalty to resolve SEC charges that the company overcharged clients by failing to offset certain portfolio company fees against management fees charged to clients, as it was required to do under the offering and governing documents. Global has previously repaid $5.4 million to affected clients.  SEC

Tagged in: Financial and Investment Fraud, Financial Institution Fraud, Misrepresentations,