February 9, 2017
Posted February 9, 2017
John B. Oden and his company Oden Capital Management, LCC were ordered to pay a $100,000 penalty for failing to comply with pool operator requirements. The CFTC Order found that between April and June 2014, Oden acted as a commodity pool operator (“CPO”) without properly registering with the CFTC. Additionally, Oden and his company failed to properly operative their respective pools in accordance with regulatory requirements. CFTC
Tagged in: Fraud in CFTC-Regulated Markets,