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August 4, 2016

Posted  August 4, 2016

Barclays Capital, Inc., a Connecticut corporation headquartered in New York City, agreed to pay $800,000 to resolve charges that it failed to diligently supervise the processing of exchange and clearing fees it charged customers for trading and clearing Chicago Mercantile Exchange, Inc. products.  CFTC

Tagged in: Fraud in CFTC-Regulated Markets, Regulatory Violations,