May 21, 2018
Posted June 4, 2018
Virginia investment adviser Roger Hudspeth was sentenced to 12.5 years in prison for selling to clients fraudulent, unregistered securities created, offered, and controlled by an associate previously banned by FINRA for prior fraudulent activities; Hudspeth’s clients lost more than $6 million in the scheme. USAO EDVA
Tagged in: Regulatory Violations, Securities Fraud,