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December 22, 2014

Posted  January 26, 2016

Investment management firm F-Squared Investments agreed to pay $35M and admit wrongdoing to settle charges it defrauded investors through false performance advertising about its flagship index product AlphaSector.  The SEC separately charged the firm’s co-founder and former CEO Howard Present with making false and misleading statements to investors as the public face of F-Squared.  SEC

Tagged in: Misrepresentations, Securities Fraud,