December 22, 2014
Posted January 26, 2016
Investment management firm F-Squared Investments agreed to pay $35M and admit wrongdoing to settle charges it defrauded investors through false performance advertising about its flagship index product AlphaSector. The SEC separately charged the firm’s co-founder and former CEO Howard Present with making false and misleading statements to investors as the public face of F-Squared. SEC
Tagged in: Misrepresentations, Securities Fraud,