January 19, 2016
Posted January 28, 2016
Equinox Fund Management LLC, a Denver-based alternative fund manager, will pay over $6 million to settle charges that the firm overcharged management fees and misled investors about how it valued certain assets. Equinox will refund investors approximately $5.4 million in excessive management fees collected during a seven-year period. SEC
Tagged in: Regulatory Violations, Securities Fraud,