Have a Claim?

Click here for a confidential contact or call:

1-212-350-2774

January 19, 2016

Posted  January 28, 2016

Equinox Fund Management LLC, a Denver-based alternative fund manager, will pay over $6 million to settle charges that the firm overcharged management fees and misled investors about how it valued certain assets.  Equinox will refund investors approximately $5.4 million in excessive management fees collected during a seven-year period.  SEC

Tagged in: Regulatory Violations, Securities Fraud,