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July 24, 2018

Posted  July 30, 2018

The SEC announced Yao Li, Vice President of Technology at Alliance Fiber Optic Products, has agreed to pay disgorgement of $196,203, prejudgment interest of $23,062, and a $196,203 penalty (for a total of $415,468) to settle charges that he made nearly $200,000 in illicit profits by trading on inside information in advance of three disappointing earnings announcements by the company. SEC

Tagged in: Insider Trading, Securities Fraud,