November 4, 2015
Posted January 28, 2016
The SEC announced a whistleblower award totaling more than $325,000 for a former investment firm employee who tipped the agency with specific information that enabled enforcement staff to open an investigation and uncover the extent of the fraudulent activity. The whistleblower waited until after leaving the firm to come forward to the SEC, however, and agency officials say the award could have been higher had this whistleblower not hesitated. SEC
Tagged in: SEC Whistleblower Reward Program, Whistleblower Case, Whistleblower Rewards,