Have a Claim?

Click here for a confidential contact or call:


May 1, 2015

Posted  May 1, 2015

The CFTC ordered FCStone, LLC, headquartered in New York, NY, to pay a $140,000 penalty for failing to provide and maintain an adequate program of supervision and for failing to diligently supervise its employees.  CFTC

Tagged in: Fraud in CFTC-Regulated Markets, Regulatory Violations,