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May 21, 2018

Posted  June 4, 2018

Virginia investment adviser Roger Hudspeth was sentenced to 12.5 years in prison for selling to clients fraudulent, unregistered securities created, offered, and controlled by an associate previously banned by FINRA for prior fraudulent activities; Hudspeth’s clients lost more than $6 million in the scheme. USAO EDVA

Tagged in: Regulatory Violations, Securities Fraud,