November 15, 2019

Three whistleblowers who jointly submitted a tip to the SEC were awarded $260,000.  The information provided by the unidentified whistleblowers lead to a successful enforcement action against a fraud that targeted retail investors.  The whistleblowers were reported to be investors who were themselves harmed by the conduct.  SEC

Tagged in: Financial and Investment Fraud, SEC Whistleblower Reward Program, Securities Fraud,