October 12, 2017

The Securities and Exchange Commission announced a whistleblower award of more than $1 million for providing the SEC with new information and substantial corroborating documentation of a securities law violation by a registered entity that impacted retail customers. It represents the 47th SEC whistleblower award and brings the total payouts under the SEC Whistleblower Program to more than $162 million. SEC

Tagged in: SEC Whistleblower Reward Program, Whistleblower Case,