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September 26, 2018

Posted  September 26, 2018

Registered broker-dealer and investment advisor Voya Financial Advisors Inc. will pay $1 million to resolve SEC allegations that it failed to comply with the Safeguards Rule, Identity Theft Red Flags Rule, and related regulations in its response to a computer systems intrusion that compromised personal information of thousands of customers. SEC

Tagged in: Cybersecurity and Data Breaches, Financial and Investment Fraud, Financial Institution Fraud,