September 27, 2016
Posted September 27, 2016
Advanced Trading Workshop, Inc. of Jamesville, New York, agreed to pay $940,000 in penalties and disgorgement to resolve allegations that it fraudulently solicited clients to purchase access to an online trading room and failed to register with the CFTC as a Commodity Trading Advisor. CFTC
Tagged in: Fraud in CFTC-Regulated Markets, Misrepresentations, Regulatory Violations,