Whistleblower News from the Inside — July 1, 2015
Posted 07/1/15
By the C|C Whistleblower Lawyer Team
SEC Announces Cherry-Picking Charges Against Investment Manager – The Securities and Exchange Commission announced fraud charges against a Wisconsin-based investment advisory firm and its owner accused of improperly allocating to his personal and business accounts certain options trades that appreciated in value during the course of a trading day while allocating to his...