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July 12, 2018

Posted  July 17, 2018

Darren Goodrich, a former registered stock broker, was sentenced to two concurrent 41-month terms in prison for his role in two securities schemes.  In the first, along with his co-conspirators, Goodrich had controlled the trading of stock in Cubed, Inc., to manipulate the price and trading volume to their advantage.  In the second, Goodrich helped engineer several pump-and-dump schemes that generated almost $35 million in profits for the conspirators.  USAO EDNY

Tagged in: Market Manipulation and Trading Violations, Securities Fraud,