November 18, 2015

Sentry Asset Group, LLC d/b/a Sentry Asset Management, LLC of Boca Raton, Florida, and its owner, manager, and controlling person John Pakel of Boynton Beach, Florida have been ordered to pay a $100,000 civil monetary penalty and restitution of $278,767 for engaging in illegal, off-exchange precious metals transactions. CFTC

Tagged in: Fraud in CFTC-Regulated Markets, Regulatory Violations,