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June 25, 2014

Posted  January 26, 2016

The SEC announced it has charged two additional brokers with trading on inside information ahead of the $1.2B acquisition of SPSS Inc. in 2009 by IBM Corporation.  The SEC alleged that former brokers Benjamin Durant III and Daryl M. Payton illegally traded on a tip about the acquisition from Thomas C. Conradt, a friend and fellow broker in the New York office of a Connecticut-based broker-dealer.  SEC

Tagged in: Insider Trading, Market Manipulation and Trading Violations, Securities Fraud,