Have a Claim?

Click here for a confidential contact or call:


March 5, 2014

Posted  January 26, 2016

Long Island-based proprietary trading firm, Worldwide Capital, and its owner Jeffrey Lynn, agreed to pay $7.2M to settle charges they violated Rule 105 short-selling restrictions, the largest-ever monetary sanction for Rule 105 short selling violations.  SEC

Tagged in: Market Manipulation and Trading Violations, Securities Fraud,