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September 22, 2014

Posted  January 26, 2016

New York-based investment advisory firm Lincolnshire Management agreed to pay more than $2.3 million to settle charges of breaching its fiduciary duty to a pair of private equity funds by sharing expenses between a company in one’s portfolio and a company in the other’s portfolio in a manner that improperly benefited one fund over the other.  SEC

Tagged in: Regulatory Violations, Securities Fraud,