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SEC Enforcement Actions
The Securities and Exchange Commission (SEC) is the United States agency with primary responsibility for enforcing federal securities laws. Whistleblowers with knowledge of violations of the federal securities laws can submit a claim to the SEC under the SEC Whistleblower Reward Program, and may be eligible to receive monetary rewards and protection against retaliation by employers.
Below are summaries of recent SEC settlements or successful prosecutions. If you believe you have information about fraud which could give rise to an SEC enforcement action and claim under the SEC Whistleblower Reward Program, please contact us to speak with one of our experienced whistleblower attorneys.